The ﬁnancial services industry is dynamic and ever evolving with a far reaching global footprint. Apex understands that a strong business focused and timely compliance function is essential for companies to navigate increasing regulatory obligations eﬃciently whilst enabling clients to access markets quickly and compliantly. Our clients include fund/asset managers, placement agents, FX brokers and MANCO/Fund platforms, investment advisors, both Sharia Compliant and conventional.
Through our global platform of compliance services we can support clients to operate and meet their regulatory obligations across international financial centres. We provide a single-source solution that covers the initial regulatory licensing process, through to ongoing compliance support and beyond.
Our experts build a collaborative relationship with each client taking time to understand the business and define the commensurate regulatory and compliance requirements. We provide full regulatory proficiency including Compliance Technology – allowing our clients to focus on building and growing their business.