Listed Fund Services

Unique single source solution for listed funds governance
Listed Fund Services

Continual changes in the regulatory, governance and risk management environment coupled with increasing scrutiny from investors make the selection of an experienced service provider key to the good governance of listed funds. We have a cross jurisdictional network of governance, fund administration and other financial services specialists with substantial expertise in traditional and alternative asset classes. We partner with our clients and their advisers to deliver a proactive and tailored service underpinned by best in class technology providing peace of mind to boards, investment managers and shareholders. Our unique single-source solution across fund, financial and corporate solutions allows you to simplify your operations and focus on your key business objectives.

Services:

Pre IPO-Services

  • Assistance with operational set up for the fund
  • Provide input on prospectus and other launch documentation
  • Overseeing the drafting of the financial position and prospects procedures memorandum

Fund Administration

  • Preparation of net asset values and management accounts
  • Drafting interim and annual financial statements
  • Operation of bank accounts
  • SPV administration, other general administration duties

AIFMD Depositary

  • Safekeeping and verification of documentation and assets
  • Safe custody services
  • Maintenance of comprehensive asset registers
  • Operational oversight
  • Cash monitoring and document tracking
  • AIFMD reporting and liquidity monitoring

Financial Services

  • Banking and FX services

Tax Compliance Services

  • Corporation tax returns
  • VAT
  • Payroll

Company Secretarial Services

  • AGM, board and committee meeting preparation
  • Ongoing secretarial support to board of directors
  • Guidance on application of relevant corporate governance codes, listing rules, disclosure guidance and transparency rules and industry best practice
  • Drafting and release of stock exchange announcements
  • Assistance with annual board, committee, and director performance evaluations
  • Liaison with key service providers and advisers
  • Liaison with proxy voting agencies
  • Project management of audit and interim and annual
    financial reporting process
  • Drafting the governance sections of the financial statements
  • Drafting of policies and procedures
  • Drafting of terms of reference for board committees
  • Local regulatory and compliance support
  • Provision of a suitably qualified and experienced employee to act as the fund’s company secretary
  • Preparation and delivery of quarterly fund compliance reports
  • Provision of regular governance updates

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