An Overview of Mutual Fund Operating Expenses and Strategies for Advisers to Manage Expenses
Investment advisers may encounter challenges scaling their products or executing certain strategies within an SMA. Advisers may want to consider supplementing their product suite with mutual funds, which don’t have these limitations.
Starting a Mutual Fund: The Board’s Role in Approving an Investment Adviser
Launching a fund can be like buying real estate: The process is relatively straightforward, but there are a number of potential pitfalls that could cost you time and money, and possibly scuttle the deal.
Environmental, Social and Governance – the three core factors for measuring the sustainability, responsibility and ethical impact of an investment: commonly referred to as ESG, and a hot topic for asset managers in 2019.
In the United States, tax developments have led to some asset managers shifting their operations and looking to outsource to specialists in order to stay abreast of changes and ahead of the competition. It is critical as regulation across the funds industry increases in complexity and US tax laws evolve, that both onshore and offshore…
Asset managers today continue to face intensified regulation, through both global standards and regional directives, resulting in a complex cross-jurisdictional compliance landscape. Yet the rise of the global manager, and for those that embrace compliance and get a head start on understanding the regulations, returns are up and new technologies mean plenty of opportunity. There…
With the possibility of a hard Brexit becoming increasingly real, Brexit-proofing has become a priority for managers in Europe. We have put together a helpful guide for how to set up a fund in Luxembourg.
AML Regulation in Cayman still applies to unregulated funds and there are only a few weeks remaining to become compliant. Do you have a Cayman fund? If your Cayman fund is regulated, the relevant appointments required for compliance with the new AML regulation should have been made by 30 September 2018. Now the extended deadline for Unregulated funds, 31…
Technology evolutions are heavily impacting the asset management space. From the increasing number of Fintech firms launching on a daily basis to the rapid emergence of crypto funds and the likes, these disruptive entrants are transforming the industry lanscape and quickly winning both customers and market share. Managers need to adapt rapidly to remain competitive.